Starting an Alternative Fund Series – Regulatory Compliance Audits- What you Need to Know (Part 4)
Thursday, November 14, 2019. Attendees of this session will get an in-depth view of how to establish a compliance process and ‘culture of compliance’ such that visits from the regulator should be relatively painless process such that managers can have all that they need to answer regulators’ questions at hand. How to work with various regulators and comply with specific requests will also be discussed. Our panel includes a lawyer, operations specialist, and manager - all with deep knowledge of the space.
Starting an Alternative Fund Series: Building Out Your Trading Desk (Part 5)
Thursday, November 28, 2019. This session in the series will focus on what start-up managers need to know in order to create their own trade desk (especially those who came from a fire-and-forget trading structure where they could focus on portfolio management exclusively). It will also cover IT set-up and other areas that new manager might not be as strong in (but need to be) when they start out.
CAASA Charity Ski Day: Ski for the Duke
Thursday, March 5th, 2020. Get your snowboard and ski's polished up for CAASA’s Inaugural Charity Ski Day in support of The Duke of Edinburgh’s Award.