Compliance & Operations Group Meeting Ft. Ontario Securities Commission
Meeting Overview
Members of the Compliance & Operations Group are welcome to join us on Thursday, December 7th, 2023 from 2:00 – 3:00 p.m. (ET).
During this session we are delighted to welcome our guest speaker, Nick Hawkins, Senior Policy Advisor, Legal at the Ontario Securities Commission who will speak on Artificial Intelligence (AI) and the Ontario Capital Markets.
Where
Virtual
Compliance & Operations Group Chair
Jenny Baek
Partner, Capital Markets & Securities
McMillan LLP
Jenny Baek
Partner, Capital Markets & Securities
McMillan LLP
Jennie Baek practises capital markets and securities law with an emphasis on the investment funds and asset management industry, including compliance and registration matters.
Advising on a variety of corporate and securities law matters, Jennie assists clients with the formation, structuring, management, and distribution of public funds and private equity funds as well as other investment products. She also provides counsel on registration and regulatory compliance, corporate governance and reporting obligations, public and private financings, and stock exchange listings. Jennie is a member of McMillan’s Sustainability / ESG Initiative and co-leads the firm’s blockchain, cryptocurrency and digital assets group.
Jennie has significant experience in share and asset transactions, mergers and acquisitions, corporate reorganizations, and other corporate transactions.
Prior to joining McMillan, Jennie worked as in-house counsel at a leading investment fund company and practised at a Toronto law firm.
Guest Speaker
Nick Hawkins
Senior Policy Advisor, Legal
Ontario Securities Commission
Select COG Members
