Compliance and Operations Group (COG)

We are pleased to announce that we have reconstituted the Compliance Committee for CAASA.  The Co-Chairs will be Jennie Baek of McMillan LLP and Gary Ostoich of Spartan Fund Management Inc.  Jennie and Gary plan to cover a range of topics that are relevant to compliance groups within the asset management industry (such as client focused reforms) and hope to create interactive sessions with participants, focusing on the practical aspect of compliance matters being dealt with by CAASA members.

Please register below to join the group.

Compliance & Operations Group