The long-awaited (since March 2013) modernization of National Instrument 81-102 in January this year allowed IIROC dealers to distribute Alternative strategy funds to their ‘true retail’ clients. The funds are limited in their use of leverage and shorting, but can do a great deal more than mutual funds until the new rules were promulgated.
This panel and reception will give Mutual Fund Dealers and their compliance, product, and sales people an overview of the rules, how they are being implemented in the IIROC channel, the use of risk ratings, and where alternative strategies might fit in client portfolios.

 


Date: Wednesday, September 11, 2019

Location: McMillan LLP, 181 Bay street, 44th floor, Toronto (map)

Time:
3:00pm Registration
3:15pm Panel on regulation, risk ratings, and where liquid alternatives fit in a portfolio and basic strategies
4:45pm Reception
5:30pm Session ends

Panelists:

Please click on the links below for more information on our panelists.

Jason Chertin, Partner, McMillan LLP

Jason Mann, Co-Founder, CIO, EdgeHill Partners

Craig Machel, Portfolio Manager, Richardson GMP

James Burron, President, Canadian Association of Alternative Strategies & Assets (CAASA)

Registration:

CAASA Members: $20 +HST

 

 

MFDA Members: Please contact Matthew Latimer at matthew.latimer@fmfd.ca to RSVP

Venue Sponsor: